Mutual of America

Results: 358



#Item
111Financial regulation / Government / Securities Exchange Act / Securities Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / United States / Mutual fund scandal / Regulation S-K / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 29, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-10-29 14:37:42
112Securities and Exchange Commission Form 10-Q / U.S. Securities and Exchange Commission / Form 10-K / Security / Securities and Exchange Commission / Finance / Financial regulation / Mutual fund scandal / SEC filings / Government / Securities Exchange Act

INITIAL DECISION RELEASE NO. 670 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2014-09-17 12:37:58
113Funds / Collective investment schemes / Exchange-traded funds / Investment Advisers Act / Registered Investment Advisor / Mutual fund / Investment management / Financial adviser / Advisorshares / Financial economics / Investment / Financial services

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Investment Advisers Act of 1940 Release No[removed]December 22, 2014 Investment Company Act of 1940

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Source URL: www.sec.gov

Language: English - Date: 2014-12-22 10:33:11
114Disgorgement / Government / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Cease and desist / Financial economics / Economics / Securities Fraud Deterrence and Investor Restitution Act / Mutual fund scandal / Corporate crime / Fair Fund / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 20, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-11-20 10:14:35
115Financial services / Nationwide Mutual Insurance Company / Bank of America / Goldman Sachs / Companies listed on the New York Stock Exchange / Primary dealers / Economy of the United States / Investment

    Nationwide Funds® Statement of Investments  July 31, 2014   

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Source URL: ssc.nwservicecenter.com

Language: English - Date: 2014-09-26 14:09:35
116Fair Fund / Disgorgement / Investment Company Act / U.S. Securities and Exchange Commission / Financial regulation / Government / Financial economics / Mutual fund scandal / Corporate crime / United States securities law / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 9, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-12-09 13:41:31
117Fair Fund / United States Securities and Exchange Commission / Government / U.S. Securities and Exchange Commission / Investment Company Act / Disgorgement / Securities and Exchange Commission / Securities Fraud Deterrence and Investor Restitution Act / Mutual fund scandal / Corporate crime / Financial economics / Investment

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 20, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-11-20 10:17:42
118Financial services / Funds / Bonds / United States housing bubble / Money market fund / Mutual fund / Investment management / Bond / Security / Financial economics / Investment / Finance

INITIAL DECISION RELEASE NO. 672 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2014-09-19 15:35:31
11973rd United States Congress / Fair Fund / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial regulation / Government / Financial economics / Mutual fund scandal / Securities Fraud Deterrence and Investor Restitution Act / United States Securities and Exchange Commission / Corporate crime / United States securities law

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 25, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-11-25 10:34:12
120Financial regulation / Government / Securities Exchange Act / Securities Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / United States / World Group Securities / Mutual fund scandal / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 16, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-10-17 07:03:41
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